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Linqto: structure, investor interests and proceedings

Linqto’s complete accepted network

All retained accepted participants and capacities, with reported and conditional roles distinguished and historical periods preserved.

published
11 oct 2026
updated
12 oct 2026
records as of
09 oct 2026
entities
414
sources
141
cite entities.csv
Managing memberManaging directorCFOTrustee holding accountTrustee holding accountBeneficiaryBeneficiaryTrustee holding accountBeneficiaryListed current or former shareholderListed current or former shareholder in custodial IRA capacityPrincipal operating officer and financial/operations principal (+4)Listed current or former shareholderListed current or former shareholderAdviser listed in undated early profile (+2)Adviser listed in undated early profileAdviser listed in undated early profile (entry marked unconfirmed)Previous investor listed in undated early profile (entry marked unconfirmed)Previous investor listed in undated early profile (entry marked unconfirmed)Previous investor listed in undated early profile (+1)Previous investor listed in undated early profile (entry marked unconfirmed)Listed vendor in potential-parties scheduleFormer chairmanListed vendor in potential-parties scheduleListed vendor in potential-parties scheduleListed vendor in potential-parties scheduleListed vendor in potential-parties scheduleListed professional in potential-parties scheduleListed professional in potential-parties scheduleListed professional in potential-parties scheduleListed professional in potential-parties scheduleListed professional in potential-parties scheduleListed professional in potential-parties scheduleRegistered representativeListed professional in potential-parties scheduleCompany alleges undisclosed influencer effective compensation above $180,000 in mixed cash/noncash formsCompany alleges undisclosed influencer effective compensation above $25,000 in mixed cash/noncash formsDelaware registered agent listed in retained registry aggregationLargest listed customer claim at $5,035,002 in consolidated top100 petition listAuthorized notice, claims, solicitation and balloting agentRegistered representativeDirector of client success, as identified in employment complaintLegal counsel to proposed BCSA mergerCommunications contact for proposed merger announcementCEO and managing directorPurchaser of purported series units, according to amended complaintPurchaser of purported series units, according to amended complaintManaging partner of Breakpoint Partners identified in financing reportChief executive officer identified among new 2025 officers (+2)Outside director May 2020–March 10, 2023; separate pending litigation with no reported adverse factual findingsVice president and treasurerVice president and controllerDirector and vice presidentVice president and secretaryAssistant secretaryVice presidentDirector, vice president and CFODirector, president and CEOScheduled private securities/investment position, $280,000.00; ownership percentage unknownScheduled private securities/investment position, $293,073.30; ownership percentage unknownScheduled private securities/investment position, $236,629.80; ownership percentage unknownScheduled private securities/investment position, $238,630.00; ownership percentage unknownScheduled private securities/investment position, $140,685.86; ownership percentage unknownScheduled private securities/investment position, $184,306.81; ownership percentage unknownScheduled private securities/investment position, $27,533.04; ownership percentage unknownScheduled private securities/investment position, $20,432,433.09; ownership percentage unknownScheduled private securities/investment position, $163,088.21; ownership percentage unknownScheduled private securities/investment position, $150,000.00; ownership percentage unknownScheduled private securities/investment position, $1,554,906.81; ownership percentage unknownScheduled private securities/investment position, $136,682.52; ownership percentage unknownScheduled private securities/investment position, $226,746.43; ownership percentage unknownScheduled private securities/investment position, $1,259,938.80; ownership percentage unknownScheduled private securities/investment position, $139,723.79; ownership percentage unknownScheduled private securities/investment position, $358,512.50; ownership percentage unknownScheduled private securities/investment position, $414,463.50; ownership percentage unknownScheduled private securities/investment position, $1,670,000.00; ownership percentage unknownScheduled private securities/investment position, $462,465.07; ownership percentage unknownScheduled private securities/investment position, $225,174.60; ownership percentage unknownScheduled private securities/investment position, $473,126.90; ownership percentage unknownScheduled private securities/investment position, $116,832.38; ownership percentage unknownScheduled private securities/investment position, $131,339.21; ownership percentage unknownScheduled private securities/investment position, $123,216.75; ownership percentage unknownScheduled private securities/investment position, $456,108.10; ownership percentage unknownScheduled private securities/investment position, $26,065,360.86; ownership percentage unknownScheduled private securities/investment position, $768,037.51; ownership percentage unknownScheduled private securities/investment position, $654,827.25; ownership percentage unknownScheduled private securities/investment position, $37,952.46; ownership percentage unknownScheduled private securities/investment position, $244,507.25; ownership percentage unknownScheduled private securities/investment position, $86,637.42; ownership percentage unknownScheduled private securities/investment position, $374,736.28; ownership percentage unknownScheduled private securities/investment position, $197,030.00; ownership percentage unknownScheduled private securities/investment position, $50,040.00; ownership percentage unknownScheduled private securities/investment position, $134,580.06; ownership percentage unknownScheduled private securities/investment position, $97,477.60; ownership percentage unknownScheduled private securities/investment position, $1,188,542.27; ownership percentage unknownScheduled private securities/investment position, $154,375.32; ownership percentage unknownScheduled private securities/investment position, $82,854.97; ownership percentage unknownScheduled private securities/investment position, $142,279.68; ownership percentage unknownScheduled private securities/investment position, $270,731.07; ownership percentage unknownScheduled private securities/investment position, $211,410.00; ownership percentage unknownScheduled private securities/investment position, $234,338.88; ownership percentage unknownScheduled private securities/investment position, $75,348.00; ownership percentage unknownScheduled private securities/investment position, $232,947.00; ownership percentage unknownScheduled private securities/investment position, $90,539.19; ownership percentage unknownScheduled private securities/investment position, $381,017.05; ownership percentage unknownScheduled private securities/investment position, $400,800.00; ownership percentage unknownScheduled private securities/investment position, $233,906.31; ownership percentage unknownScheduled private securities/investment position, $250,418.52; ownership percentage unknownScheduled private securities/investment position, $779,845.56; ownership percentage unknownScheduled private securities/investment position, $850,000.14; ownership percentage unknownScheduled private securities/investment position, $2,632,102.66; ownership percentage unknownScheduled private securities/investment position, $112,350.42; ownership percentage unknownScheduled private securities/investment position, $566,563.19; ownership percentage unknownScheduled private securities/investment position, $88,948.74; ownership percentage unknownScheduled private securities/investment position, $74,053.27; ownership percentage unknownScheduled private securities/investment position, $999,940.00; ownership percentage unknownScheduled private securities/investment position, $200,116.70; ownership percentage unknownScheduled private securities/investment position, $7,716,063.23; ownership percentage unknownScheduled private securities/investment position, $805,585.75; ownership percentage unknownScheduled private securities/investment position, $815,363.00; ownership percentage unknownScheduled private securities/investment position, $2,461,544.41; ownership percentage unknownScheduled private securities/investment position, $86,098.60; ownership percentage unknownScheduled private securities/investment position, $430,577.91; ownership percentage unknownScheduled private securities/investment position, $115,867.02; ownership percentage unknownScheduled private securities/investment position, $193,647.15; ownership percentage unknownScheduled private securities/investment position, $219,113.13; ownership percentage unknownScheduled private securities/investment position, $85,175.00; ownership percentage unknownScheduled private securities/investment position, $313,057.50; ownership percentage unknownScheduled private securities/investment position, $106,400.00; ownership percentage unknownScheduled private securities/investment position, $211,062.50; ownership percentage unknownScheduled private securities/investment position, $100,832.37; ownership percentage unknownScheduled private securities/investment position, $104,970.54; ownership percentage unknownScheduled private securities/investment position, $405,500.00; ownership percentage unknownScheduled private securities/investment position, $152,640.81; ownership percentage unknownScheduled private securities/investment position, $399,159.20; ownership percentage unknownScheduled private securities/investment position, $2,607,200.00; ownership percentage unknownScheduled private securities/investment position, $499,998.87; ownership percentage unknownScheduled private securities/investment position, $144,000.00; ownership percentage unknownScheduled private securities/investment position, $416,181.41; ownership percentage unknownScheduled private securities/investment position, $2,264.04; ownership percentage unknownScheduled private securities/investment position, $400,590.01; ownership percentage unknownScheduled private securities/investment position, $1,597,189.35; ownership percentage unknownScheduled private securities/investment position, $16,711,797.76; ownership percentage unknownScheduled private securities/investment position, $687,788.17; ownership percentage unknownScheduled private securities/investment position, $114,075.00; ownership percentage unknownScheduled private securities/investment position, $905,206.97; ownership percentage unknownScheduled private securities/investment position, $161,555.52; ownership percentage unknownScheduled private securities/investment position, $246,975.75; ownership percentage unknownScheduled private securities/investment position, $141,009.90; ownership percentage unknownScheduled private securities/investment position, $34,836,075.47; ownership percentage unknownScheduled private securities/investment position, $0.00; ownership percentage unknownScheduled private securities/investment position, $75,620.16; ownership percentage unknownScheduled private securities/investment position, $2,012,477.69; ownership percentage unknownScheduled private securities/investment position, $91,786.25; ownership percentage unknownScheduled private securities/investment position, $500,073.60; ownership percentage unknownScheduled private securities/investment position, $278,062.50; ownership percentage unknownScheduled private securities/investment position, $222,251.78; ownership percentage unknownScheduled private securities/investment position, $65,625.00; ownership percentage unknownScheduled private securities/investment position, $126,000.00; ownership percentage unknownScheduled private securities/investment position, $250.00; ownership percentage unknownScheduled private securities/investment position, $54,041.00; ownership percentage unknownScheduled private securities/investment position, $294,966.19; ownership percentage unknownScheduled private securities/investment position, $402,610.00; ownership percentage unknownScheduled private securities/investment position, $377,500.00; ownership percentage unknownScheduled public securities/investment position, $4,391.38; percentage unspecifiedScheduled public securities/investment position, $9,178.68; percentage unspecifiedScheduled public securities/investment position, $711.00; percentage unspecifiedScheduled public securities/investment position, $106,642,323.48; percentage unspecifiedScheduled public securities/investment position, $2,788,362.00; percentage unspecifiedScheduled public securities/investment position, $1,257.98; percentage unspecifiedScheduled public securities/investment position, $11,874.06; percentage unspecifiedScheduled public securities/investment position, $10,153.05; percentage unspecifiedChief financial officer of investment manager; Form D signatoryDepositor with JPMorgan Chase accounts listedGeneral partner named in Offshore Fund VI Form DExecutive officer related to Offshore Fund VI issuer in Form DExecutive officer related to Offshore Fund VI issuer in Form DCounsel asserting preserved security rights over Sapien distributionsClient of communications adviserAssociate principalInitial committee memberInitial committee memberInitial committee memberLegal counselLegal counselFinancial adviserBeneficial owner, approximately 92.1%Parties to registration-rights agreementParties to registration-rights agreementRegistration-rights agreement party with issuerFormer employeeBuyer counsel in issuer transactionSole indirect limited partner (+1)Co-founder and manager with Le Merle (+1)Vice president, mobile banking solutionsFormer general counselFormer general counselFormer chief restructuring officer (+1)Former chief restructuring officerFormer executive chairmanFormer independent directorFormer employee, trading and markets divisionFormer independent directorFormer deputy chief of staffFormer co-founder; chief legal officer (+2)Former chief marketing officerFormer co-founder; chief administrative officerEquity-group member and holderEquity-group member and holderEquity-group member and holderEquity-group member and holderInvestment-adviser representativeInitial committee memberIndependent directorExecutive chairmanLiquidating trustee; plan administratorFormer CEO; chief restructuring officerFormer CEO; chief restructuring officerUS chief compliance officerChief compliance officerRetirement-plan consulting; regional directorCorporate-development associate; investment/sales analyst intern (+1)Initial committee memberInternAdviserHostPrior work associationPrior work associationFormer regional managing director, international developmentFormer president; directorEarlier employmentFormer head of design systemsFormer director of designInitial committee memberFormer director of designFormer UX leadFormer director of productEarlier marketing employmentEarlier marketing employmentDefendant in Gliksberg complaintDefendant in Gliksberg complaintDefendant in Gliksberg complaintChairChairInitial committee memberChairVice chairEarly investor; adviserEarly investor; adviserEarly investor; adviserEarly investor; adviserCo-defendant against employment claimantCo-defendant against employment claimantChief architect (+1)Vice president, innovationInitial committee memberKey investor (+2)Holder of 25,684,852 sharesInitial committee memberGeneral partnerCommon control through Sean Bowden in regulatory reportFormer chief growth officerFormer chief financial and administrative officerFormer chief investment officerFormer director (+1)Former chief compliance officer (+1)Former chief marketing officerChief restructuring officerInterest listed in six-year business-connections disclosure; percentage and tenure unspecifiedFinancial-record preparation or review providerFinancial-record preparation or review provider (+1)Financial-record preparation or review provider (+1)Provided financial statements to recipientProvided financial statements to recipientBeneficiary of debtor tax payment (+5)Restructuring professional through Breakpoint (+2)Former chief executive officerFormer investment specialist (+1)Son of directorFormer strategy chief and director (+2)Former chief compliance officer (+1)General manager (+1)DIP financing borrower from SandtonInterim chief financial officer (+1)Shared-services debts listed as loan forgiveness (+4)Respondent in severance arbitrationRespondent in severance arbitrationCustomer of bank; identified account closed September 2024Client paying legal adviser (+1)Affiliated Chapter 11 debtor (+1)Client paying bankruptcy adviser (+1)Reimbursed legal expenses to DIP lender (+4)Founder and alleged controlling executive (+12)Second-in-command in indictment account (+1)Alleged coconspirator; Endoso pleaded guilty (+1)CEO, CFO and California registered agent in registry aggregation (+4)Affiliated Chapter 11 debtor (+2)Secretary in registry aggregation (+2)CEO announced February 23, 2024 and identified in April 2024 employee FAQ (+5)Associated person in regulatory employment history (+2)Affiliated Chapter 11 debtor (+1)Investment adviser representativeSenior managing director (+1)Board member and chief revenue officerIndependent director and board chair (+2)Cofounder, board member and chair (+2)FounderGeneral counsel and chief regulatory officer in complaint (+1)Client authorizing special regulatory counselChief compliance officer in complaint (+1)Head of broker-dealer in complaintChief revenue officer in complaintFormer Principal, Institutional Private MarketsClient authorizing investment bankerListed current or former shareholder (+1)Listed current or former shareholderClient authorizing financial adviserListed current or former shareholderListed current or former shareholderListed current or former shareholder (+1)Listed current or former shareholder (+1)Listed current or former holder as H G Solomon trust trustee (+1)Listed current or former director or officer; capacity unspecified100% equity holder (+2)Listed current or former shareholderChairman in merger announcementListed banking relationship of debtor groupListed banking relationship of debtor groupListed wallet relationship of debtor groupListed banking relationship of debtor groupListed vendor to debtor groupListed vendor to debtor groupListed vendor to debtor groupListed vendor to debtor groupListed vendor to debtor groupListed vendor to debtor groupListed vendor to debtor groupListed professional to debtor groupListed professional to debtor groupListed professional to debtor groupSole director and secretary, and a shareholderFormer executive directorDirector, secretary and a shareholderParty to proposed merger, terminated September 2024 (+1)Listed holder as Gavsol superannuation trusteeCompany-alleged influencer compensation (+1)Company-alleged influencer compensationCompany-alleged influencer compensationCompany-preview characterization of litigation against Forge Global; retained adversary defendant is Forge Global HoldingsSchwab named in company-preview litigation narrative; not named defendant in retained adversary captionCOO and cofounder in undated early profile (+3)CFO in undated early profile (+2)Adviser in undated early profile (+6)Cofounder in biographical profileUnconfirmed previous investor in undated early profileDirector (+1)Parent company; ownership confirmed March 2, 2026Defendant to Linqto Inc in adversary 26-03265Defendant to Linqto Texas in adversary 26-03265 (+2)Defendant to Liquidshares in adversary 26-03265Defendant to Liquidshares Manager in adversary 26-03265Selected closed-end-fund manager under proposed recovery plan (+1)Independent director; audit and governance committee chair announced February 10, 2026Founder or leader of Nikkl, according to company biography (+2)Co-founder, CEO and executive chairman of LawLogix, 2000–2015Chief marketing officer appointed January 12, 2021Tendering shareholder; Ripple purchased 151,105 shares at $125 each (+2)Money-market depositor holding Ripple proceeds, not an escrow mandateDebtor opposed by Sapien's August 2025 financing objectionDirector (+1)Debtor opposed by Deaton's July 2025 financing objectionParent supporting nondebtor Capital through capital and budgeted funding (+2)Auditor of 2025 financial statements; audit opinion March 26, 2026Silicon Valley Bank depositor; July 2026 bank scheduleDirector (+1)Joint and several borrower under September settlement's $25 million DIP facility (+2)Liquidshares debtor opposed by Deaton and customer constructive-trust claimAuthorized attorney-in-fact for lender securities sales with committee consentDebtor representative authorized to choose plan managersDepositor after Ripple-proceeds transfer around September 10, 2025 (+1)Former Ripple-proceeds depositor; transfer reported around September 10, 2025 (+2)Independent director (+1)Depositor with listed JPMorgan Chase accounts in July 2026 schedule (+2)Financial-statement preparer April 7–July 7, 2025Bookkeeper from March 2025, according to Texas SOFAManager at July 2025 petition date (+1)Former directorScheduled Uphold investment position; internal June 30, 2025 value $9,482,902.80; percentage unknownCo-debtor listed in Liquidshares' Schedule HCo-debtor listed in Liquidshares' Schedule HScheduled Linqto equity position with zero value and unknown percentage; separate SOFA reports 18% (+1)Debtor owing Liquidshares $1.669 million at end-2023; converted to capital in March 2025Registered person with SB1 Capital Markets from November 7, 2024CEO from July 2023, according to employment historyManaging director January–December 2024CEO and chief compliance officer March 2020–July 2023Chief compliance, finance and operating officer April 2016–November 2019General partner of Hard Yaka Ventures LPBoard observerRecipient of Linqto financial statements, according to SOFAFounder and executive co-chairmanParent of wholly owned Helmsec subsidiaryBorrower from Conrad under 2021 finance facilityProposed acquisition parent; actual acquisition confirmed November 3, 2021Director signing PrimaryMarkets takeover agreementBoard observer (+1)Investment manager of Sandton Offshore Fund VIParent of wholly owned Forge Trust subsidiary in 2022 annual reportParent of Forge Securities broker-dealer subsidiary in 2022 annual reportClient of restructuring adviserClient of investment bankerBoard observerSelected liquidating trustee in January 2026 company announcement; obligations later disputedShared New York manager address stated in offshore issuer recordsParent of wholly owned Forge Global Inc from March 21, 2022Parent of Texas LLC; July 2025 corporate diagramParent of Delaware Liquidshares Manager; July 2025 corporate diagramParent of Delaware Liquidshares; July 2025 corporate diagram (+1)Parent of nondebtor QP; July 2025 corporate diagramParent of nondebtor Investment Management; July 2025 corporate diagramManager identified for Liquidshares; no transfer of securities to manager establishedSpecial counsel to Linqto's Special Subcommittee; independent investigationPlaintiffs' lawyer opposing Sarris in original civil case; withdrew by October 31, 2025Early platform acquisition lender and recipient of Liquidshares service fees (+1)Collected 10% customer charge booked to Linqto CapitalManager of Sapien Linqto SPV Fund Series IIICustomer creditor entitled to Class 4 plan treatment (+1)Civil defendant opposite named lead plaintiff A.O.H. DriedijkCivil defendant opposite named lead plaintiff Jaimin BhattSpecial Subcommittee counsel retained June 13, 2025Direct or indirect parentCo-defendant with Paul in November 2025 Linqto civil complaint; procedural link onlyCo-defendant with Moran in November 2025 Linqto civil complaint; procedural link onlyCo-defendant with Nurani in November 2025 Linqto civil complaint; procedural link onlyCo-defendant with Slemmer in November 2025 Linqto civil complaint; procedural link onlyCo-defendant with Jiang in November 2025 Linqto civil complaint; procedural link onlyCo-defendant with Davis in November 2025 Linqto civil complaint; procedural link onlyCo-defendant with Reed in November 2025 Linqto civil complaint; procedural link onlyCo-defendant with Henderson in November 2025 Linqto civil complaint; procedural link onlyCo-defendant with Rainmaker in November 2025 Linqto civil complaint; procedural link onlyDirect or indirect parentCapital affiliation December 2022–December 2024, alleged in complaintAlleged former director April 2024–January 2025; expressly disputed in Fifth Era filing (+1)BCSA chair/managing-partner description in complaint; announcement names Le Merle chair and Davis managing director (+2)Director from October 2023, according to complaint (+1)Director from 2022, according to complaintChief financial and administrative officer May 2020–May 2025, alleged in complaintRegistered representative receiving commissions, at least 2020–2022, alleged in complaintPaid supervisory-services provider, alleged in complaintForge group affiliation of Forge Trust; direct holding-company ownership established separatelyInterested party seeking reconsideration/unsealing in Linqto bankruptcy, January 2026 (+1)100% parent following November 3, 2021 acquisitionDefendant to original plaintiff Lori Maxwell in July 2025 civil actionDefendant to original plaintiff Anthony DeLuccia in July 2025 civil actionMoving party seeking disqualification of Deaton; denied as moot after withdrawalGeneral counsel identified among new 2025 officersChief operating officer identified among new 2025 officers (+2)Director identified among new 2025 directors (+2)Former 100% owner of dissolved subsidiaryVenue-transfer movant; emergency motion denied August 6, 2025Defendant opposite lead plaintiff A.O.H. Driedijk; denial of directorship preservedManaging director of Fifth Era Acquisition Corp ISpouse, identified together in Fifth Era report (+1)Co-founder and manager with Matthew Le MerleForeign parent owning 75% or more from March 2013CEO and principal operations officer from January 2025Common control with Capital through Bowden; January 24, 2025 report date differs from reciprocal date (+1)Independent director; audit-committee memberChief legal officer (biography's January 2025 start differs from general-counsel appointment record) (+1)Head of product operationsCEO; digital-asset consultantSame listed New York address; common ownership not establishedAnnounced buyer of LawLogix under July 2022 definitive agreementLawLogix seller under July 2022 definitive agreementAllegedly instructed Forge not to serve as trustee; Forge denies instructionCommunicated trustee refusal to Jefferies, according to debtorsDefendant in trustee-selection damages disputeAccused Siciliano of defamatory statements; contested allegationIndependent director of Society PassDefense-side participant in Nevada dispute with Kidd (+3)Defense-side participant in proceeding involving Hard Yaka GP (+2)Declarant supporting Sapien's venue-transfer motion (+1)Shareholder objector to plan confirmationDirector elected by preferred shareholders; resigned May 30, 2025 (+2)Shareholder requesting annual meeting (+2)Interim CEO as described in October 2023 biography (+2)Former first general counsel (+1)Legal adviser identified in plaintiffs' account of 2023 memorandum (+1)Co-owners of Lot 10 and co-respondents; Conrad identity unconfirmedStrategic adviser in April 2020 announcement (+1)Nikkl capitalization table sealed in debtor's caseManagement interests in Nikkl alleged by Sarris (+1)Debtor with disputed Nurani employee claimDefendant in case where firm represents lead plaintiffsDefendant in case formerly involving Deaton as plaintiffs' lawyerKYC/AML platform providerSoftware providerVendor creditor listed in consolidated debtor petitionIdentity-verification provider; customer's configuration criticized in complaintCustomer using Braze for marketing, according to complaintPaid offering-supervision fees to Rainmaker, according to complaintParticipant in Ripple tender and customer swaps, according to complaintChief compliance officer; co-author of October 2024 memorandumDeputy general counsel; co-author of October 2024 memorandumAudit engagement attributed to former employee; exact Deloitte legal entity unconfirmedProposed seller of Ripple securities under July 2026 ordersChief operating officerParty to proposed transition-services arrangementSole owner; manager (+1)Approximately 92.1% beneficial owner through GoldeneyeRegistration-rights agreement participation through GoldeneyeCo-founder; CEOMajority shareholderFormer chief risk officerExplored acquisition of Nikkl; completion not established; conflicts alleged separatelyManagerManagerManagerGeneral partner of Hard Yaka Ventures LP (+1)Co-founder; manager of investment-manager and general-partner organizationsCo-founder; manager of investment-manager and general-partner organizationsBank whose division uses the Silicon Valley Bank nameDefendant in former employee’s suitCTO in 2014 profile (+2)Former general counselFormer general counselFormer managing directorFormer executive chairmanFormer independent directorFormer independent directorFormer chief restructuring officerIndependent director appointed May 22, 2025Partner as described in appointment announcementFormer bureau chief; special adviser to chairFormer senior vice president, government relationsFormer vice president, external affairsCo-founder; managing partnerCo-founderCo-founderGeneral counsel in March 2025 announcementShareholder; member of equity group (percentages are group totals)Shareholder; member of equity group (+1)Former director of failed Silicon Valley BankSole member; owns 100%, according to disclosure narrativeIndirect owner through more-than-25% stake in Rainmaker Group HoldingsIndirect owner through more-than-25% stake in Rainmaker Group HoldingsConsultantChief compliance/operating officer; principalFormer chief revenue officerCEO; COOFinancial and operations principal in unrelated FINRA matterDisclosed defendant in customer securities case; corporate debtors not defendantsFirm associated with principal Glen Anderson in 2015 FINRA matterBankruptcy counsel replying to shareholderFounderPartner; COO according to executive-data profileChief restructuring officer (+1)Colleagues described by Hard Yaka profileDefendant in FDIC receiver action; dismissal motion denied, liability undecidedInvestment adviser to Sandton Fund VI Co-InvestManaging partner; later annual biography dates start to 2004Shared founders Davis and Le Merle; separate organizationsFounder; managing partnerIndependent director appointed September 23, 2025Board chairBoard-member listing in unverified undated directory; service period unestablishedGeneral securities principalShared-services agreement partyUS chief compliance officerCEOEmployment-reported representative; broker registration began December 2022Private-equity associateEmployment-reported representative; broker registration December 2022–January 2025Investment-adviser representativeResearch associateInvestment analystFounding member; COO/head of global partnershipsPartnerCo-founderEarlier employer; founder of The 360 Group, according to career profilePartner in undated company biographyBoard member in undated company biographyChief design officer; exact tenure June 17, 2024–February 7, 2025 in financial-affairs filingCMO; announcement January 24, 2023, employment start December 6, 2022Former marketing vice presidentChief revenue officer in January 2023 announcementManagerFormer CFO; financial-affairs filing dates end May 2, 2025Outside legal adviser for internal investigationsDebtor facing shareholder group's committee requestEquity group's counsel; not debtor's counselDefendant in Gliksberg's Delaware complaint, according to retained summaryChief administrative officerCo-defendants in Gliksberg proceeding; no direct business role inferredCo-defendants in Gliksberg proceeding; no direct business role inferredCo-defendants in Gliksberg proceeding; sponsor distinct from SPACPossible Keiretsu chapter-president identity; name match unconfirmedSame-proceeding defendants; no shared-control inferenceDefendant in Kidd's Nevada case; interim motion deniedPossible historical engineering role at Nav; identity unconfirmedPlan provides 100% ownership only upon effective datePlaintiff in dispute concerning Forge trustee refusalManaging partner; historical team biographyManaging partner; historical team biographySignificant shareholder identified by committeeFormer director of SVB Financial Group; distinct from failed bank and successor divisionDirector according to historical team biographyDirector according to historical team biographyDirector according to historical team biographyManaging partner; historical team biographyManaging director; board chairEarly investor; adviser according to course biographyCo-founder; CEO according to course biographyDefendant in Zawrotny employment case; compelled to arbitration (+1)Co-defendants in Zawrotny action; no business role inferred by litigationCo-defendants in Zawrotny action; no common-control inferenceSignificant shareholder identified by committeeFormer executive directorDirector; secretary; shareholder as of March 1, 2023Sole director and secretary, and a shareholder, as of March 1, 2023Alleged direction of customer-share tenderReported lender to each Liquidshares series, per quoted draft memorandumProofs-of-claim filer against debtorsRepresents thousands of customer creditors in negotiationsFormer second-in-command to Sarris at Linqto, according to prosecution accountsCFO signing issuer noticeRainmaker registered representative; associated broker-dealer also named in issuer sales-compensation noticeNamed person in issuer notice’s sales-compensation section; personal commission receipt not establishedIssuer disclosing Rainmaker fee arrangement18% shareholder at petition dateOfficer at petition dateParent of Delaware subsidiaryFormer chief technology officerFormer chief design officerFormer chief revenue officerDefendantPlaintiffIntervenor defendantIntervenor defendantIntervenor defendantIntervenor defendantPlaintiffPaid contractor compensation of $16,000 in prepetition 90-day schedulePaid contractor compensation of $16,000 in prepetition 90-day scheduleElecting customers contemplated as fund beneficiaries under customer treatmentEligible customer treatment through indirect platform-asset interestsAllowed equity interests entitled to beneficial interests under residual waterfall; no guaranteed distributionClient relationship disclosed according to creditors’ committeeProposed liquidating trustee selected in committee account; exact legal vehicle unspecifiedContemplated transferor of elected securities as trust series are redeemedSelected manager of proposed closed-end fund; service commencement not establishedPlan issuer of new issuer-linked series equity to liquidating trustContemplated sole manager; Forge appointment and performance disputedPlan vehicle for estate causes of action; distinct from platform-asset liquidating trustKatie Snead /Katie TejadaKatie Snead / Katie TejadaLinqto customercreditorsrepresented byJohn DeatonLinqto customer creditors represented by John DeatonAnthony DeLucciaAnthony DeLucciaKeiretsu ForumKeiretsu ForumJohn PeakJohn PeakEnverra CapitalLLCEnverra Capital LLCFundamentalInteractionsNeutron Direct,LLCFundamental Interactions Neutron Direct, LLCStartEnginePrimary LLCStartEngine Primary LLCABN AMROIncorporatedABN AMRO IncorporatedTwilio Inc.Twilio Inc.Rainmaker GroupHoldings, LLCRainmaker Group Holdings, LLCBarry SpencerBarry SpencerZINCFIVEZINCFIVE: Named portfolio position in Liquidshares amended schedulesHard Yaka VenturesLPHard Yaka Ventures LPTAE TECHNOLOGIESTAE TECHNOLOGIES: Named portfolio position in Liquidshares amended schedulesVAROVARO: Named portfolio position in Liquidshares amended schedulesAVATHON (FKASPARKCOGNITION)AVATHON (FKA SPARKCOGNITION): Named portfolio position in Liquidshares amended schedulesALLOYALLOY: Named portfolio position in Liquidshares amended schedulesBLOCKDAEMONBLOCKDAEMON: Named portfolio position in Liquidshares amended schedulesWHOOPWHOOP: Named portfolio position in Liquidshares amended schedulesXAIXAI: Named portfolio position in Liquidshares amended schedulesBRANCHBRANCH: Named portfolio position in Liquidshares amended schedulesBREXBREX: Named portfolio position in Liquidshares amended schedulesStiq Joy GamesStiq Joy GamesKeiretsu Capitalreal-estate fundKeiretsu Capital real-estate fundLori MaxwellLori MaxwellAdam T. HendersonA9Adam T. HendersonA9: Named in November 2025 customer complaint; naming does not establish liabilityHugh MolotsiHugh MolotsiNick S. HendersonNick S. HendersonCicada Securities,LLCCicada Securities, LLCArctic SecuritiesLLCArctic Securities LLCSymbridge CapitalLLCSymbridge Capital LLCJohn DicconsonJohn DicconsonCYBEREASONCYBEREASON: Named portfolio position in Liquidshares amended schedulesHard YakaHard YakaASAPPASAPP: Named portfolio position in Liquidshares amended schedulesHard Yaka VenturesGP LLCA18Hard Yaka Ventures GP LLCA18: Defense-side participation in Nevada fiduciary-duty dispute; liability unestablishedKevin LeiskeA18Kevin LeiskeA18: Defense-side participation in Nevada fiduciary-duty dispute; liability unestablishedJoseph ChristopherLewisA18Joseph Christopher LewisA18: Defense-side participation in Nevada fiduciary-duty dispute; liability unestablishedHard Yaka LLCHard Yaka LLCDISCORDDISCORD: Named portfolio position in Liquidshares amended schedulesDRIVEWEALTHDRIVEWEALTH: Named portfolio position in Liquidshares amended schedulesCoinbaseCoinbaseDUNE ANALYTICSDUNE ANALYTICS: Named portfolio position in Liquidshares amended schedulesEAT JUSTEAT JUST: Named portfolio position in Liquidshares amended schedulesEIGHTFOLD.AIEIGHTFOLD.AI: Named portfolio position in Liquidshares amended schedulesHome SearchInformationNetworkHome Search Information NetworkScott+ScottAttorneys at LawLLPScott+Scott Attorneys at Law LLPAntonio DerossiAntonio DerossiSapien Ventures LPFund No 1Sapien Ventures LP Fund No 1Jared ReedJared ReedLinqto InvestmentManagement, LLCLinqto Investment Management, LLCSpencer R. FrancisSpencer R. FrancisFrancis LLCFrancis LLCFirst-CitizensBank & TrustFirst-Citizens Bank & TrustSB1 Markets ASSB1 Markets ASCEREBRASCEREBRAS: Named portfolio position in Liquidshares amended schedulesEPIC GAMESEPIC GAMES: Named portfolio position in Liquidshares amended schedulesMargaret SlemmerA9 · A18Margaret SlemmerA9: Named in November 2025 customer complaint; naming does not establish liability · A18: Defense-side participation in Nevada fiduciary-duty dispute; liability unestablishedRobert GregoryKiddRobert Gregory KiddHard Yaka Nevadafiduciary-dutyproceeding, No.2:25-cv-00387Hard Yaka Nevada fiduciary-duty proceeding, No. 2:25-cv-00387TwitterTwitterGlobal IDGlobal IDSquare / BlockSquare / BlockLIQUID DEATHLIQUID DEATH: Named portfolio position in Liquidshares amended schedulesBrett BeldnerA18Brett BeldnerA18: Defense-side participation in Nevada fiduciary-duty dispute; liability unestablishedVast BankVast BankMOTIVEMOTIVE: Named portfolio position in Liquidshares amended schedulesNEO4JNEO4J: Named portfolio position in Liquidshares amended schedulesLinqto QP, LLCLinqto QP, LLCLilly D'AngeloLilly D'AngeloErik ThomasErik ThomasJesus AnchetaJesus AnchetaJohn DeatonJohn DeatonJaimin BhattJaimin BhattBrian M. MoranA9 · A11Brian M. MoranA9: Named in November 2025 customer complaint; naming does not establish liability · A11: StartEngine FinOP settlement: limited suspension, fine and requalificationSB1 CapitalMarkets Inc.SB1 Capital Markets Inc.Earl SacerdotiEarl SacerdotiSINGLESTORESINGLESTORE: Named portfolio position in Liquidshares amended schedulesPLACER.AIPLACER.AI: Named portfolio position in Liquidshares amended schedulesASTERA LABS (ALAB)ASTERA LABS (ALAB): Named portfolio position in Liquidshares amended schedulesTHRASIOTHRASIO: Named portfolio position in Liquidshares amended schedulesLEDGERLEDGER: Named portfolio position in Liquidshares amended schedulesQUMULOQUMULO: Named portfolio position in Liquidshares amended schedulesANTHROPICANTHROPIC: Named portfolio position in Liquidshares amended schedulesM1 FINANCEM1 FINANCE: Named portfolio position in Liquidshares amended schedulesSECURITYSCORECARDSECURITYSCORECARD: Named portfolio position in Liquidshares amended schedulesSHIELD AISHIELD AI: Named portfolio position in Liquidshares amended schedulesALTO PHARMACYALTO PHARMACY: Named portfolio position in Liquidshares amended schedulesSNAPLOGICSNAPLOGIC: Named portfolio position in Liquidshares amended schedulesSOLUGENSOLUGEN: Named portfolio position in Liquidshares amended schedulesSPACE EXPLORATIONTECHNOLOGIESSPACE EXPLORATION TECHNOLOGIES: Named portfolio position in Liquidshares amended schedulesLinda JonesLinda JonesVicki SarrisVicki SarrisJack DroginJack DroginCathy SicilianoCathy SicilianoWilliam SarrisA2 · A7 · A9William SarrisA2: September 2026 criminal charges contested; presumed innocent · A7: Employment action compelled to arbitration; merits outcome unestablished · A9: Named in November 2025 customer complaint; naming does not establish liabilityA.O.H. DriedijkHolding B.V.A.O.H. Driedijk Holding B.V.David PaulA9David PaulA9: Named in November 2025 customer complaint; naming does not establish liabilityDigital AssetConsultants, LLCDigital Asset Consultants, LLCUpholdUpholdRainmakerSecuritiesA9 · A12 · A13 · A14Rainmaker SecuritiesA9: Named in November 2025 customer complaint; naming does not establish liability · A12: 2018 historical FINRA settlement; fine paid, no admission · A13: 2016 Illinois consent resolution; fine and restitution, no admission · A14: 2015 historical FINRA settlement; firm and principal sanctions, no admissionGlen AndersonA14Glen AndersonA14: 2015 historical FINRA settlement; firm and principal sanctions, no admissionCHIMECHIME: Named portfolio position in Liquidshares amended schedulesRipple Labs, Inc.Ripple Labs, Inc.BETTER HOME &FINANCE (BETR)BETTER HOME & FINANCE (BETR): Named portfolio position in Liquidshares amended schedulesASTRANIS SPACEASTRANIS SPACE: Named portfolio position in Liquidshares amended schedulesQUANTUM SPACEQUANTUM SPACE: Named portfolio position in Liquidshares amended schedulesBOLT PROJECTSHOLDINGS (BSLK)BOLT PROJECTS HOLDINGS (BSLK): Named portfolio position in Liquidshares amended schedulesCIRCLE (CRCL)CIRCLE (CRCL): Named portfolio position in Liquidshares amended schedulesTANIUMTANIUM: Named portfolio position in Liquidshares amended schedulesDRAFTKINGS (DKNG)DRAFTKINGS (DKNG): Named portfolio position in Liquidshares amended schedulesMARQETA (MQ)MARQETA (MQ): Named portfolio position in Liquidshares amended schedulesRUBRIK (RBRK)RUBRIK (RBRK): Named portfolio position in Liquidshares amended schedulesPROVE IDENTITYPROVE IDENTITY: Named portfolio position in Liquidshares amended schedulesOliver NguyenOliver NguyenBrad KimesBrad KimesKarim NuraniA9Karim NuraniA9: Named in November 2025 customer complaint; naming does not establish liabilityGene ZawrotnyGene ZawrotnyLinqto, Inc.A1 · A4 · A7Linqto, Inc.A1: Chapter 11 debtors, July 2025 · A4: SEC inquiry recorded pending; no final regulatory disposition established · A7: Employment action compelled to arbitration; merits outcome unestablishedJoseph EndosoA3 · A7 · A8 · A9Joseph EndosoA3: August 2026 guilty plea; sentence not established in retained record · A7: Employment action compelled to arbitration; merits outcome unestablished · A8: Historical tax lien disclosed; amount under discussion · A9: Named in November 2025 customer complaint; naming does not establish liabilityLinqto Capital,LLCA5 · A19Linqto Capital, LLCA5: FINRA inquiry disclosed; company said it was cooperating · A19: 2025 accounts retain going-concern doubtSean BowdenSean BowdenLinqtoLiquidsharesManager, LLCA1Linqto Liquidshares Manager, LLCA1: Chapter 11 debtors, July 2025JPMorgan ChaseBankJPMorgan Chase BankSilicon ValleyBank(First-Citizensdivision)Silicon Valley Bank (First-Citizens division)Linqto LiquidatingTrustLinqto Liquidating TrustCustomers BankCustomers BankGECKO ROBOTICSGECKO ROBOTICS: Named portfolio position in Liquidshares amended schedulesLinqtoLiquidshares, LLCA1Linqto Liquidshares, LLCA1: Chapter 11 debtors, July 2025THOUGHTSPOTTHOUGHTSPOT: Named portfolio position in Liquidshares amended schedulesSandton CapitalPartnersSandton Capital PartnersSandton CapitalSolutions OffshoreFund VI, LPSandton Capital Solutions Offshore Fund VI, LPTUROTURO: Named portfolio position in Liquidshares amended schedulesThomas Hutton WoodThomas Hutton WoodREDWOOD MATERIALSREDWOOD MATERIALS: Named portfolio position in Liquidshares amended schedulesCALMCALM: Named portfolio position in Liquidshares amended schedulesRIPPLINGRIPPLING: Named portfolio position in Liquidshares amended schedulesSilicon ValleyDirectors’ExchangeSilicon Valley Directors’ ExchangeFederal Home LoanBank of SanFranciscoFederal Home Loan Bank of San FranciscoFrancis DanielSicilianoFrancis Daniel SicilianoNikkl, Inc.Nikkl, Inc.Sandton CapitalSolutions MasterFund VI, LPSandton Capital Solutions Master Fund VI, LPLowenstein SandlerLLPLowenstein Sandler LLPMichael HuskinsMichael HuskinsAlpha Compute CorpAlpha Compute CorpNorman ReedA9Norman ReedA9: Named in November 2025 customer complaint; naming does not establish liabilityBinance USBinance USVan Eck AssociatesCorporationVan Eck Associates CorporationLinqto platformcustomersLinqto platform customersLinqtoliquidating-trustee officeLinqto liquidating-trustee officeGoldeneye 1995 LLCGoldeneye 1995 LLCUSBC, Inc.USBC, Inc.H2O.AIH2O.AI: Named portfolio position in Liquidshares amended schedulesPRYONPRYON: Named portfolio position in Liquidshares amended schedulesRael NurickRael NurickIvon RodriguezIvon RodriguezIE UniversityIE UniversityAXIOM SPACEAXIOM SPACE: Named portfolio position in Liquidshares amended schedulesKORE.AIKORE.AI: Named portfolio position in Liquidshares amended schedulesBLOOMREACHBLOOMREACH: Named portfolio position in Liquidshares amended schedulesWhite & Case LLPWhite & Case LLPSapien Group USALLCSapien Group USA LLCVictor JiangA9Victor JiangA9: Named in November 2025 customer complaint; naming does not establish liabilityAdam WarrenAdam WarrenLinqto Texas, LLCA1Linqto Texas, LLCA1: Chapter 11 debtors, July 2025BlockchainCoinvestors, LLCBlockchain Coinvestors, LLCFifth Era LLCFifth Era LLCForge Global, Inc.Forge Global, Inc.Depository Trust &ClearingCorporationDepository Trust & Clearing CorporationLinqto customersecurities case,No. 1:25-cv-05643Linqto customer securities case, No. 1:25-cv-05643LawLogix Group,Inc.LawLogix Group, Inc.Linqto proposedclosed-end fundLinqto proposed closed-end fundCOREWEAVE (CRWV)COREWEAVE (CRWV): Named portfolio position in Liquidshares amended schedulesCohen & CompanySecurities, LLCCohen & Company Securities, LLCVIZ.AIVIZ.AI: Named portfolio position in Liquidshares amended schedulesSTANDARD AISTANDARD AI: Named portfolio position in Liquidshares amended schedulesSandton Fund VICo-Invest, LPSandton Fund VI Co-Invest, LPSandton CapitalSolutions VI GP,LLCSandton Capital Solutions VI GP, LLCDimitri KorvyakovDimitri KorvyakovFIGMENTFIGMENT: Named portfolio position in Liquidshares amended schedulesRELATIVITY SPACERELATIVITY SPACE: Named portfolio position in Liquidshares amended schedulesUPGRADEUPGRADE: Named portfolio position in Liquidshares amended schedulesFANATICSFANATICS: Named portfolio position in Liquidshares amended schedulesHarry CohenHarry CohenShawn and NormanReed Living Trustdated June 17,2021Shawn and Norman Reed Living Trust dated June 17, 2021Gabi GliksbergGabi GliksbergPlaid, Inc.Plaid, Inc.BlockchainCoinvestorsAcquisition Corp.IA16Blockchain Coinvestors Acquisition Corp. IA16: BCSA residual-assets complaint; original pleading unavailable, merits unestablishedAlison DavisA9 · A10 · A16Alison DavisA9: Named in November 2025 customer complaint; naming does not establish liability · A10: FDIC litigation: dismissal denied; no liability determination · A16: BCSA residual-assets complaint; original pleading unavailable, merits unestablishedMatthew Le MerleA16Matthew Le MerleA16: BCSA residual-assets complaint; original pleading unavailable, merits unestablishedSchwartz, PLLCSchwartz, PLLCSecuritize(Europe)Securitize (Europe)Gregory NeillMartinGregory Neill MartinPhiladelphiaEnergy Solutions,LLCPhiladelphia Energy Solutions, LLCHONEYBOOKHONEYBOOK: Named portfolio position in Liquidshares amended schedulesHerbert GavinSolomonHerbert Gavin SolomonComplii FinTechSolutions LtdComplii FinTech Solutions LtdOPTOROOPTORO: Named portfolio position in Liquidshares amended schedulesSAMBANOVA SYSTEMSSAMBANOVA SYSTEMS: Named portfolio position in Liquidshares amended schedulesEVENTS.COMEVENTS.COM: Named portfolio position in Liquidshares amended schedulesSPACE PERSPECTIVESPACE PERSPECTIVE: Named portfolio position in Liquidshares amended schedulesPSIQUANTUMPSIQUANTUM: Named portfolio position in Liquidshares amended schedulesLOCUS ROBOTICSLOCUS ROBOTICS: Named portfolio position in Liquidshares amended schedulesBIGIDBIGID: Named portfolio position in Liquidshares amended schedulesCITYBLOCKCITYBLOCK: Named portfolio position in Liquidshares amended schedulesAUTOMATIONANYWHEREAUTOMATION ANYWHERE: Named portfolio position in Liquidshares amended schedulesRobert CanepaRobert CanepaForge (legalvehicleunspecified incommittee account)Forge (legal vehicle unspecified in committee account)BlockchainCoinvestorsAcquisitionSponsor I LLCA16Blockchain Coinvestors Acquisition Sponsor I LLCA16: BCSA residual-assets complaint; original pleading unavailable, merits unestablishedSullivan &Cromwell, LLPSullivan & Cromwell, LLPDeloitte & ToucheLLPDeloitte & Touche LLPSilicon ValleyBank (failed bank,before March 2023receivership)Silicon Valley Bank (failed bank, before March 2023 receivership)Keiretsu CapitalBlockchain FundManager, LLCKeiretsu Capital Blockchain Fund Manager, LLCSusan WoodardSusan WoodardCartaCartaThe Charles SchwabCorporationThe Charles Schwab CorporationEquifax Inc.Equifax Inc.Jeffrey S. SteinJeffrey S. SteinPancho (NSW) PtyLimitedPancho (NSW) Pty LimitedConrad CorporationPty LimitedConrad Corporation Pty LimitedGLINTGLINT: Named portfolio position in Liquidshares amended schedulesSCALE AISCALE AI: Named portfolio position in Liquidshares amended schedulesDATABRICKSDATABRICKS: Named portfolio position in Liquidshares amended schedulesITRUSTCAPITALITRUSTCAPITAL: Named portfolio position in Liquidshares amended schedulesCONSENSYSCONSENSYS: Named portfolio position in Liquidshares amended schedulesDEGREEDDEGREED: Named portfolio position in Liquidshares amended schedulesACORNSACORNS: Named portfolio position in Liquidshares amended schedulesCHAINALYSISCHAINALYSIS: Named portfolio position in Liquidshares amended schedulesCARBONCARBON: Named portfolio position in Liquidshares amended schedulesSapien Linqto SPVFund Series IIISapien Linqto SPV Fund Series IIIBrazeBrazeThroughCoCommunicationsThroughCo CommunicationsCharles River CFO,Inc.Charles River CFO, Inc.RSM US LLPA15RSM US LLPA15: 2019 SEC independence order: censure and penalty; other audit clientsJefferies LLCJefferies LLCJeremy RosenthalJeremy RosenthalHiive MarketsLimitedHiive Markets LimitedForge Trust Co.Forge Trust Co.Forge GlobalHoldings, Inc.A6Forge Global Holdings, Inc.A6: Contested trustee dispute; performance relief withdrawn, monetary claims unresolvedF. Aubrey ThackerF. Aubrey ThackerBreakpointPartners LLCBreakpoint Partners LLCGavsolSuperannuationFundGavsol Superannuation FundPrimary MarketsLimitedPrimary Markets LimitedDATAMINRDATAMINR: Named portfolio position in Liquidshares amended schedulesALCHEMYALCHEMY: Named portfolio position in Liquidshares amended schedulesTEALIUMTEALIUM: Named portfolio position in Liquidshares amended schedulesSTRIPESTRIPE: Named portfolio position in Liquidshares amended schedulesPOLYSIGNPOLYSIGN: Named portfolio position in Liquidshares amended schedulesWhiting PetroleumCorporationWhiting Petroleum CorporationGROQGROQ: Named portfolio position in Liquidshares amended schedulesXPANSIVXPANSIV: Named portfolio position in Liquidshares amended schedulesTRADESHIFTTRADESHIFT: Named portfolio position in Liquidshares amended schedulesSun Ocean CapitalSun Ocean CapitalSapien VenturesSapien VenturesRay FuentesRay FuentesAydin KocAydin KocKatten MuchinRosenman LLPKatten Muchin Rosenman LLP5W PublicRelations LLC5W Public Relations LLCModern TreasuryModern TreasuryLinqto debtor andaffiliate groupLinqto debtor and affiliate groupForce 10 PartnersForce 10 PartnersTD BankTD BankThe Hive CompanyLimitedThe Hive Company LimitedSonder HoldingsInc.Sonder Holdings Inc.H G SolomonDiscretionaryTrustH G Solomon Discretionary TrustConradDiscretionaryTrustConrad Discretionary TrustPATREONPATREON: Named portfolio position in Liquidshares amended schedulesUNSTOPPABLEDOMAINSUNSTOPPABLE DOMAINS: Named portfolio position in Liquidshares amended schedulesKRAKENKRAKEN: Named portfolio position in Liquidshares amended schedulesDAPPER LABSDAPPER LABS: Named portfolio position in Liquidshares amended schedulesThe 360 GroupThe 360 GroupPOSTMANPOSTMAN: Named portfolio position in Liquidshares amended schedulesLIGHTMATTERLIGHTMATTER: Named portfolio position in Liquidshares amended schedulesZIPLINEZIPLINE: Named portfolio position in Liquidshares amended schedulesADDEPARADDEPAR: Named portfolio position in Liquidshares amended schedulesRio TintoRio TintoSapien AssetManagementSapien Asset ManagementGlobal InvestorPodcastGlobal Investor PodcastRobert CunninghamRobert CunninghamAlison KutlerAlison KutlerEpiq CorporateRestructuring LLCEpiq Corporate Restructuring LLCConcept Art HouseConcept Art HousePortage PointPartnersPortage Point PartnersForge SecuritiesLLCForge Securities LLCCarla HudsonCarla HudsonBianchi, Kasavanand PopeBianchi, Kasavan and PopeVertex Energy,Inc.Vertex Energy, Inc.Ditech HoldingCorporationDitech Holding CorporationElisa Zoli LaiElisa Zoli LaiWe Are GiantWe Are GiantBITGOBITGO: Named portfolio position in Liquidshares amended schedulesABRAABRA: Named portfolio position in Liquidshares amended schedulesWORKRISEWORKRISE: Named portfolio position in Liquidshares amended schedulesNicholas CappNicholas CappAearo TechnologiesLLCAearo Technologies LLCALGOLIAALGOLIA: Named portfolio position in Liquidshares amended schedulesBlockchainCoinvestors(scheduledinvestment;vehicleunspecified)Blockchain Coinvestors (scheduled investment; vehicle unspecified): Named portfolio position in Liquidshares amended schedulesBITPAYBITPAY: Named portfolio position in Liquidshares amended schedulesSandalwoodVenturesSandalwood VenturesSeward & KisselLLPSeward & Kissel LLPDune ThomasDune ThomasJodi JamisonJodi JamisonDermot MeeDermot MeeSVB FinancialGroupSVB Financial GroupFerrara, CPAFerrara, CPAPickwick CapitalPartners, LLCPickwick Capital Partners, LLCOnsaOnsaMonterey CountyBankMonterey County BankOmgeo, LLCOmgeo, LLCStein Advisors LLCStein Advisors LLCCaplight MarketsCaplight MarketsGWG Holdings, Inc.GWG Holdings, Inc.IMPOSSIBLE FOODSIMPOSSIBLE FOODS: Named portfolio position in Liquidshares amended schedulesCOPPERCOPPER: Named portfolio position in Liquidshares amended schedulesWELLHUB (FKAGYMPASS)WELLHUB (FKA GYMPASS): Named portfolio position in Liquidshares amended schedulesMichael VerdeschiMichael VerdeschiRichard WursterRichard WursterCOHERECOHERE: Named portfolio position in Liquidshares amended schedulesMark TelliniMark TelliniIntelsat ConnextFinance S.A.Intelsat Connext Finance S.A.LAMBDA LABSLAMBDA LABS: Named portfolio position in Liquidshares amended schedulesAmericanImmigrationCouncilAmerican Immigration CouncilDavid G Huey andCarla S HudsonRevocable Trustdated July 27,2021David G Huey and Carla S Hudson Revocable Trust dated July 27, 2021Triple P TRS, LLCTriple P TRS, LLCLou KernerLou KernerMitchell MechigianMitchell MechigianFiservFiservOTCXN, Inc.OTCXN, Inc.CollibraCollibraEquityBeeSecurities, LLCEquityBee Securities, LLCZanbato SecuritiesLLCZanbato Securities LLCAdam GoetheAdam GoetheTribune Resources,Inc.Tribune Resources, Inc.Jonathan CraigJonathan CraigSunnova EnergyInternational Inc.Sunnova Energy International Inc.Kristopher TateKristopher TateSYNTIANTSYNTIANT: Named portfolio position in Liquidshares amended schedulesSilicon ValleyBank (unresolvedroster identity)Silicon Valley Bank (unresolved roster identity)Linqto Wind-DownTrustLinqto Wind-Down TrustRite AidCorporationRite Aid CorporationDAILYPAYDAILYPAY: Named portfolio position in Liquidshares amended scheduleseBayeBayFacebook / MetaFacebook / MetaNationalAssociation ofAccountantsNational Association of AccountantsDavid G. HueyDavid G. HueyBay AngelsBay AngelsLeo LaForceLeo LaForceAdam ThompsonAdam ThompsonTrustline, LLCTrustline, LLCJanus HendersonGroupJanus Henderson GroupKEMA Partners LLCKEMA Partners LLCFederalCommunicationsCommissionFederal Communications CommissionU.S. Securitiesand ExchangeCommissionU.S. Securities and Exchange CommissionFederal ReserveBank of New YorkFederal Reserve Bank of New YorkHylandHylandNMC Health plcNMC Health plcAmbac FinancialGroup, Inc.Ambac Financial Group, Inc.Procter & GambleItalyProcter & Gamble ItalyMichael HechtMichael HechtTravis JeppsonTravis JeppsonExport-Import Bankof the UnitedStatesExport-Import Bank of the United StatesLinqto existingequity holdersLinqto existing equity holdersConsort Partners,Inc.Consort Partners, Inc.HoverHoverJoseph KrilanovichJoseph KrilanovichBitTorrentBitTorrentTrippingTrippingGlobal InvestorConferenceGlobal Investor ConferenceLee Ann JarrellLee Ann JarrellBonny SimiBonny SimiRawdon MessengerRawdon MessengerLiquidsharesseries vehiclesLiquidshares series vehiclesFederal DepositInsuranceCorporationFederal Deposit Insurance CorporationIncorporatingServices, LtdIncorporating Services, LtdEquityBee Inc.EquityBee Inc.Scott TatroScott TatroMcKinsey & CompanyMcKinsey & CompanySociety PassIncorporatedA17Society Pass IncorporatedA17: April 2026 late-filing notice; no immediate listing effectTouche RossTouche RossMLR Petroleum LLCMLR Petroleum LLCJPG InvestmentsPty LtdJPG Investments Pty LtdDEELDEEL: Named portfolio position in Liquidshares amended schedulesNav Technologies,Inc.Nav Technologies, Inc.Ricardo LedesmaRicardo LedesmaMariann DickmanRaabMariann Dickman RaabMelanie HuscroftMelanie HuscroftCharles HejnyCharles HejnyMetabiotaMetabiotaMark Perez(externalidentity; Linqtomatch unconfirmed)Mark Perez (external identity; Linqto match unconfirmed)Galaxy DigitalGalaxy DigitalKeiretsu ConnectKeiretsu ConnectPENSCO TrustCompany LLC,custodian FBOMatthew Le MerleIRAPENSCO Trust Company LLC, custodian FBO Matthew Le Merle IRAOptemyOptemyMark PerezMark PerezJohn MurrayJohn MurrayFifth EraAcquisition Corp.IFifth Era Acquisition Corp. ISFOXSFOXVisa Inc.Visa Inc.Philip ReicherzPhilip ReicherzNanopayNanopayUniversal ProtocolAllianceUniversal Protocol AllianceAmbac AssuranceCorporationAmbac Assurance CorporationWestmoreland CoalCompanyWestmoreland Coal CompanyHelmsec GlobalCapital PtyLimitedHelmsec Global Capital Pty LimitedSky VenturesLimitedSky Ventures LimitedAlvarez & MarsalNorth America, LLCAlvarez & Marsal North America, LLCBrown Rudnick LLPBrown Rudnick LLPImpact Tech, Inc.Impact Tech, Inc.Official Committeeof UnsecuredCreditors ofLinqtoOfficial Committee of Unsecured Creditors of LinqtoArdi Family Trustdated September10, 2008Ardi Family Trust dated September 10, 2008Robert PazderaRobert PazderaOrrick, Herrington& Sutcliffe LLPOrrick, Herrington & Sutcliffe LLPJack Drogin(externalidentity; Linqtomatch unconfirmed)Jack Drogin (external identity; Linqto match unconfirmed)

Solid line: documented. Amber dashed: reported. Grey dotted: hypothesis. One arrow: the relationship as stated; two arrows: reciprocal; no arrow: symmetric. A path between two parties does not transfer an allegation from one to the other.

every party and relationship in full, as text ↓

Information markers
  • A1 · Chapter 11 debtors, July 2025 — Linqto Liquidshares Manager, LLC
  • A4 · SEC inquiry recorded pending; no final regulatory disposition established — Linqto, Inc.
  • A7 · Employment action compelled to arbitration; merits outcome unestablished — Joseph Endoso
  • A9 · Named in November 2025 customer complaint; naming does not establish liability — Brian M. Moran
  • A16 · BCSA residual-assets complaint; original pleading unavailable, merits unestablished — Blockchain Coinvestors Acquisition Sponsor I LLC
  • A2 · September 2026 criminal charges contested; presumed innocent — William Sarris
  • A5 · FINRA inquiry disclosed; company said it was cooperating — Linqto Capital, LLC
  • A19 · 2025 accounts retain going-concern doubt — Linqto Capital, LLC
  • A3 · August 2026 guilty plea; sentence not established in retained record — Joseph Endoso
  • A8 · Historical tax lien disclosed; amount under discussion — Joseph Endoso
  • A6 · Contested trustee dispute; performance relief withdrawn, monetary claims unresolved — Forge Global Holdings, Inc.
  • A12 · 2018 historical FINRA settlement; fine paid, no admission — Rainmaker Securities
  • A13 · 2016 Illinois consent resolution; fine and restitution, no admission — Rainmaker Securities
  • A14 · 2015 historical FINRA settlement; firm and principal sanctions, no admission — Glen Anderson
  • A10 · FDIC litigation: dismissal denied; no liability determination — Alison Davis
  • A18 · Defense-side participation in Nevada fiduciary-duty dispute; liability unestablished — Brett Beldner
  • A15 · 2019 SEC independence order: censure and penalty; other audit clients — RSM US LLP
  • A11 · StartEngine FinOP settlement: limited suspension, fine and requalification — Brian M. Moran
  • A17 · April 2026 late-filing notice; no immediate listing effect — Society Pass Incorporated

Markers apply only to the named participant. They do not transfer allegations to connected parties.

Participants 414

Counterparties

  • ABRA Named portfolio position in Liquidshares amended schedules
  • ACORNS Named portfolio position in Liquidshares amended schedules
  • ADDEPAR Named portfolio position in Liquidshares amended schedules
  • ALCHEMY Named portfolio position in Liquidshares amended schedules
  • ALGOLIA Named portfolio position in Liquidshares amended schedules
  • ALLOY Named portfolio position in Liquidshares amended schedules
  • ALTO PHARMACY Named portfolio position in Liquidshares amended schedules
  • ANTHROPIC Named portfolio position in Liquidshares amended schedules
  • ASAPP Named portfolio position in Liquidshares amended schedules
  • ASTRANIS SPACE Named portfolio position in Liquidshares amended schedules
  • AUTOMATION ANYWHERE Named portfolio position in Liquidshares amended schedules
  • AVATHON (FKA SPARKCOGNITION) Named portfolio position in Liquidshares amended schedules also known as Avathon · SparkCognition
  • AXIOM SPACE Named portfolio position in Liquidshares amended schedules
  • BIGID Named portfolio position in Liquidshares amended schedules
  • BITGO Named portfolio position in Liquidshares amended schedules
  • BITPAY Named portfolio position in Liquidshares amended schedules
  • Blockchain Coinvestors (scheduled investment; vehicle unspecified) Named portfolio position in Liquidshares amended schedules
  • BLOCKDAEMON Named portfolio position in Liquidshares amended schedules
  • BLOOMREACH Named portfolio position in Liquidshares amended schedules
  • BRANCH Named portfolio position in Liquidshares amended schedules
  • BREX Named portfolio position in Liquidshares amended schedules
  • CALM Named portfolio position in Liquidshares amended schedules
  • CARBON Named portfolio position in Liquidshares amended schedules
  • CEREBRAS Named portfolio position in Liquidshares amended schedules
  • CHAINALYSIS Named portfolio position in Liquidshares amended schedules
  • CHIME Named portfolio position in Liquidshares amended schedules
  • CITYBLOCK Named portfolio position in Liquidshares amended schedules
  • COHERE Named portfolio position in Liquidshares amended schedules
  • CONSENSYS Named portfolio position in Liquidshares amended schedules
  • COPPER Named portfolio position in Liquidshares amended schedules
  • CYBEREASON Named portfolio position in Liquidshares amended schedules
  • DAILYPAY Named portfolio position in Liquidshares amended schedules
  • DAPPER LABS Named portfolio position in Liquidshares amended schedules
  • DATABRICKS Named portfolio position in Liquidshares amended schedules
  • DATAMINR Named portfolio position in Liquidshares amended schedules
  • DEEL Named portfolio position in Liquidshares amended schedules
  • DEGREED Named portfolio position in Liquidshares amended schedules
  • DISCORD Named portfolio position in Liquidshares amended schedules
  • DRIVEWEALTH Named portfolio position in Liquidshares amended schedules
  • DUNE ANALYTICS Named portfolio position in Liquidshares amended schedules
  • EAT JUST Named portfolio position in Liquidshares amended schedules
  • EIGHTFOLD.AI Named portfolio position in Liquidshares amended schedules
  • EPIC GAMES Named portfolio position in Liquidshares amended schedules
  • EVENTS.COM Named portfolio position in Liquidshares amended schedules
  • FANATICS Named portfolio position in Liquidshares amended schedules
  • FIGMENT Named portfolio position in Liquidshares amended schedules
  • GECKO ROBOTICS Named portfolio position in Liquidshares amended schedules
  • GLINT Named portfolio position in Liquidshares amended schedules
  • GROQ Named portfolio position in Liquidshares amended schedules
  • H2O.AI Named portfolio position in Liquidshares amended schedules
  • HONEYBOOK Named portfolio position in Liquidshares amended schedules
  • IMPOSSIBLE FOODS Named portfolio position in Liquidshares amended schedules
  • ITRUSTCAPITAL Named portfolio position in Liquidshares amended schedules
  • KORE.AI Named portfolio position in Liquidshares amended schedules
  • KRAKEN Named portfolio position in Liquidshares amended schedules
  • LAMBDA LABS Named portfolio position in Liquidshares amended schedules
  • LEDGER Named portfolio position in Liquidshares amended schedules
  • LIGHTMATTER Named portfolio position in Liquidshares amended schedules
  • LIQUID DEATH Named portfolio position in Liquidshares amended schedules
  • LOCUS ROBOTICS Named portfolio position in Liquidshares amended schedules
  • M1 FINANCE Named portfolio position in Liquidshares amended schedules
  • MOTIVE Named portfolio position in Liquidshares amended schedules
  • NEO4J Named portfolio position in Liquidshares amended schedules
  • OPTORO Named portfolio position in Liquidshares amended schedules
  • PATREON Named portfolio position in Liquidshares amended schedules
  • PLACER.AI Named portfolio position in Liquidshares amended schedules
  • POLYSIGN Named portfolio position in Liquidshares amended schedules
  • POSTMAN Named portfolio position in Liquidshares amended schedules
  • PROVE IDENTITY Named portfolio position in Liquidshares amended schedules
  • PRYON Named portfolio position in Liquidshares amended schedules
  • PSIQUANTUM Named portfolio position in Liquidshares amended schedules
  • QUANTUM SPACE Named portfolio position in Liquidshares amended schedules
  • QUMULO Named portfolio position in Liquidshares amended schedules
  • REDWOOD MATERIALS Named portfolio position in Liquidshares amended schedules
  • RELATIVITY SPACE Named portfolio position in Liquidshares amended schedules
  • RIPPLING Named portfolio position in Liquidshares amended schedules
  • SAMBANOVA SYSTEMS Named portfolio position in Liquidshares amended schedules
  • SCALE AI Named portfolio position in Liquidshares amended schedules
  • SECURITYSCORECARD Named portfolio position in Liquidshares amended schedules
  • SHIELD AI Named portfolio position in Liquidshares amended schedules
  • SINGLESTORE Named portfolio position in Liquidshares amended schedules
  • SNAPLOGIC Named portfolio position in Liquidshares amended schedules
  • SOLUGEN Named portfolio position in Liquidshares amended schedules
  • SPACE EXPLORATION TECHNOLOGIES Named portfolio position in Liquidshares amended schedules
  • SPACE PERSPECTIVE Named portfolio position in Liquidshares amended schedules
  • STANDARD AI Named portfolio position in Liquidshares amended schedules
  • STRIPE Named portfolio position in Liquidshares amended schedules
  • SYNTIANT Named portfolio position in Liquidshares amended schedules
  • TAE TECHNOLOGIES Named portfolio position in Liquidshares amended schedules
  • TANIUM Named portfolio position in Liquidshares amended schedules
  • TEALIUM Named portfolio position in Liquidshares amended schedules
  • THOUGHTSPOT Named portfolio position in Liquidshares amended schedules
  • THRASIO Named portfolio position in Liquidshares amended schedules
  • TRADESHIFT Named portfolio position in Liquidshares amended schedules
  • TURO Named portfolio position in Liquidshares amended schedules
  • UNSTOPPABLE DOMAINS Named portfolio position in Liquidshares amended schedules
  • UPGRADE Named portfolio position in Liquidshares amended schedules
  • VARO Named portfolio position in Liquidshares amended schedules
  • VIZ.AI Named portfolio position in Liquidshares amended schedules
  • WELLHUB (FKA GYMPASS) Named portfolio position in Liquidshares amended schedules also known as Wellhub · Gympass
  • WHOOP Named portfolio position in Liquidshares amended schedules
  • WORKRISE Named portfolio position in Liquidshares amended schedules
  • XAI Named portfolio position in Liquidshares amended schedules
  • XPANSIV Named portfolio position in Liquidshares amended schedules
  • ZINCFIVE Named portfolio position in Liquidshares amended schedules
  • ZIPLINE Named portfolio position in Liquidshares amended schedules
  • ASTERA LABS (ALAB) Named portfolio position in Liquidshares amended schedules
  • BETTER HOME & FINANCE (BETR) Named portfolio position in Liquidshares amended schedules
  • BOLT PROJECTS HOLDINGS (BSLK) Named portfolio position in Liquidshares amended schedules
  • CIRCLE (CRCL) Named portfolio position in Liquidshares amended schedules
  • COREWEAVE (CRWV) Named portfolio position in Liquidshares amended schedules
  • DRAFTKINGS (DKNG) Named portfolio position in Liquidshares amended schedules
  • MARQETA (MQ) Named portfolio position in Liquidshares amended schedules
  • RUBRIK (RBRK) Named portfolio position in Liquidshares amended schedules

Historical

Other

Relationship register 817

chronology

  1. Linqto’s software-business founding, per retained accounts c-f18 c-f474
  2. Endoso’s CEO appointment announced c-f121
  3. Conditional BCSA combination announced c-f147
  4. Linqto terminated BCSA agreement; fee agreed c-f180
  5. Siciliano succession date in later disclosure account c-f477
  6. Linqto announced platform pause and new management c-f421 c-f463
  7. Jiang and Nurani resignation letter c-f361
  8. Zawrotny court action stayed for arbitration c-zawrotny-arbitration
  9. Four Linqto Chapter 11 cases commenced c-f9 c-f380
  10. Interim DIP borrowing order c-f238
  11. Official creditors’ committee appointed c-f210
  12. Settlement and proceeds orders entered c-f390
  13. Written plan-confirmation order entered c-f277
  14. Schwab acquired Forge Holdings c-f264
  15. Forge communication that it would not serve; obligations disputed c-f350 c-f353
  16. Forge Holdings adversary complaint filed c-f172 c-f309
  17. Performance/equitable requests withdrawn, per Forge answer c-f353
  18. Endoso guilty plea, per official announcement c-f63
  19. Sarris charges announced; accusations contested c-f59 c-f345
  20. Retained status account reports plan not yet effective; review cutoff September 18 c-f494

cite this dossier

DossierTwist, “Linqto: structure, investor interests and proceedings”, dt.003, 11 October 2026 (updated 12 October 2026), https://osint.v3rta.com/dossiers/linqto/

Free to read, cite and republish with credit under CC BY 4.0: credit “DossierTwist” and link to the dossier.

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